10/06/2024 | Fulltime | Reading | Michael Page UKProvide training to staff on areas such as financial crime and data protection. Monitor compliance by company employees with established procedures to identify areas of recurrent pressure or friction for improvement opportunities. Ensure compliance with relevant FCA authorisations. General support
Save for later10/06/2024 | Fulltime | Galaxy entertainment Corporation LimitedAnd mitigated to within Risk Appetite. - Ensure adherence to the FCA's IFPR and actively participate in the ICARA process. The candidate must demonstrate a thorough understanding of the regulatory requirements specific to digital asset investments. - Work closely with the trading team to integrate risk
Save for later13/06/2024 | Fulltime | South Gloucestershire | CV-Library | £30,000 - £32,000 / Year Based team. By providing Appointed Representative status, they shoulder the burden of compliance ( of being Directly Authorised by the Financial Conduct Authority (FCA) ) so their customers can concentrate on running their day to day businesses . Purpose of the role Conduct remote oversight audits
Save for laterRegister your CV13/06/2024 | Fulltime | London | CV-Library | £45,000 - £70,000 / Year Compliance with FCA requirements, including SYSC, the AIFMD, and FUND sourcebooks. ·Responsible for the implementation of policies and procedures to mitigate Anti-Money Laundering (AML) Risks and prevention of financial-crime and terrorist financing. Maintain the Company’s Treating Customers Fairly policy
Save for laterRegister your CV13/06/2024 | Fulltime | London | CV-Library | £80,000 - £85,500 / Year On site in their London office. Requirements - Must have experience ensuring compliance with regulatory requirements (FCA Handbook & PRA Rulebook) - Must have experience with compliance reviews e.g. FISMA (not advisory) - Experience creating/operating compliance frameworks - Strong understanding
Save for laterRegister your CV13/06/2024 | Fulltime | Preston (Lancashire) | CV-Library | £47,683 - £52,426 / Year Supporting the development and delivery of robust value for money proposals, satisfying the requirements, enhancing mission systems capabilities and achieving results to time, cost and quality Contributing to the engineering activities carried out within your area of the FCAS Mission Systems Delivery Team
Save for laterRegister your CV11/06/2024 | Fulltime | South Gloucestershire | CV-Library | £32,000 - £35,000 / Year They have one of the UK's largest regulatory networks with many retail sites across the UK benefiting from a range of Finance and Insurance services. By providing Appointed Representative status, they shoulder the burden of compliance ( of being Directly Authorised by the Financial Conduct Authority (FCA
Save for laterRegister your CV13/06/2024 | Fulltime | Peterborough | CV-Library | £29,000 - £32,000 / Year Communications. - Convert enquiries into sales to actively grow the business in line with targets. - Support and train Affiliates and Brokers in accordance with FCA requirements. - Assist in the development of new products and services. - Document procedures to ensure compliance with current FCA regulations
Save for laterRegister your CV13/06/2024 | Fulltime | Sale, St Mary | CV-Library | £25,000 - £40,000 / Year Excellent customer service. - Following FCA regulations and procedures - Showcasing high levels of customer service and empathy on every call - Liaising with in-house departments surrounding the full Mortgage application process - To be actively involved in all training provided to improve continuously
Save for laterRegister your CV13/06/2024 | Fulltime | Slough | CV-Library | £45,000 - £50,000 / Year Finance & Insurance documentation and payouts FCA compliance and Reporting Motivating the Sales Team Sales Executive Diary Management car vehicle sales experinece in the motor trade. Experience, Skills & Qualifications Essential Requirements Minimum of 2 years previous Business Manager - Retail Manager
Save for laterRegister your CV