26/04/2024 | Fulltime | City of London | CV-LibraryYou must act with integrity. You must act with due skill, care and diligence. You must be open and cooperative with the FCA, the PRA and other regulators. You must pay due regard to the interests of customers and treat them fairly. You must observe proper standards of market conduct. You must act
Save for laterRegister your CV28/04/2024 | Fulltime | Dundee | CV-Library | £60,000 - £70,000 / Year Stakeholders, such as investors, lenders, and regulatory authorities. Skills & Experience required - Qualified Accountant. (ACA/ACCA/FCA/FCCA/CIMA/ACMA/CGMA) - In-depth knowledge of financial principles, regulations, and best practices. Proven experience in a senior finance role, with at least 3 years
Save for laterRegister your CV25/04/2024 | Fulltime | Glasgow | CV-LibraryMust act with due skill, care and diligence. You must be open and cooperative with the FCA, the PRA and other regulators. You must pay due regard to the interests of customers and treat them fairly. You must observe proper standards of market conduct. You must act to deliver good outcomes for retail
Save for laterRegister your CV22/04/2024 | Fulltime | Glasgow | CV-LibraryFinancial planning reports best suited to the individual Clients' requirements covering all areas of advice. Delivering accurate Management Information as requested. What we are looking for in our ideal Independent Financial Adviser Diploma in Regulated Financial Planning (or FCA approved equivalent
Save for laterRegister your CV15/04/2024 | Fulltime | Aberdeen | CV-LibraryWith an ability to prioritise and deliver allocated tasks. - Ability to work alone and as part of a team. - Positive can-do attitude and strong team ethic. - Honesty, integrity, reputation, competence/capability & financial soundness as required under the Financial Conduct Authority (FCA). - Be positive
Save for laterRegister your CV15/04/2024 | Fulltime | Glasgow | CV-Library | £28,000 - £32,000 / Year With FCA regulations and a commitment to fair customer treatment. - Willingness to engage in mandatory and optional training programs. - Exceptional professionalism and strong communication capabilities. - Proactively seek new business prospects and foster collaborative relationships within the team
Save for laterRegister your CV16/04/2024 | Fulltime | City of Westminster | CV-LibraryTo processes and procedures. Knowledge of FCA guidelines and principles. Knowledge of money laundering prevention. Computer literate with excellent keyboard skills. Good analytical and problem-solving skills and able to work methodically and accurately. Good team leader and be responsible for teammate actions
Save for laterRegister your CV05/04/2024 | Fulltime | City of Westminster | CV-LibraryOptions for debt recovery - Take ownership of a portfolio of 500+ customers in early-stage arrears as well as short and long-term arrangements - Ensuring compliance at all times with the requirements of the FCA guidance regarding debt Collections (including subsequent associated legislation) - Manage
Save for laterRegister your CV12/04/2024 | Fulltime | Douglas (Isle of Man) | CV-Library | £24,000 / Year Financial Administrator - Comply with FCA regulation, Data Protection and Anti Money Laundering legislation. - Prepare documentation for meetings, set up client records and gather existing plan information. - Accurately maintain all client records with any activity undertaken. - Action changes to clients
Save for laterRegister your CV12/03/2024 | Fulltime | Glasgow | CV-Library | £22,000 / Year And standards. - Proactively managing team shared inboxes to ensure queries and complaints are logged or directed correctly, following FCA guidelines. - Delivering professional and efficient service to both internal and external customers, embodying values to foster strong relationships within the organisation
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