24/04/2024 | Fulltime | MRG Professional ServicesAnd this role will evolve over time as well. The successful candidate will act as SMF 16/17 for the firm and lead relationships with the FCA. Your responsibilities - Develop the risk & compliance function and lead the company's regulatory strategy Embed an effective risk management framework to support
Save for later27/04/2024 | Fulltime | StoneX GroupWith FCA conduct rules, including acting with integrity and delivering good outcomes for retail customers - Responsible for the growth and management of the corporate product. - Thorough product and market knowledge across performing and distressed loans, HY, claims and reorg equity. - Leverage credit
Save for later22/04/2024 | Fulltime | England | De Lacy ExecutiveCompliance Officer Our client is seeking an experienced Compliance Officer to join their Compliance Team and play a crucial role in facilitating our annual Compliance Monitoring Plan. If you have a background in compliance and/or quality assurance within general insurance or FCA regulated financial
Save for later25/04/2024 | Fulltime | Woking-Byfleet | HaysIn-depth knowledge of relevant regulations (e.g., FCA, GDPR). - Strong analytical skills and attention to detail. - Excellent communication and interpersonal abilities. - Professional certifications (e.g., ICA, CISI) are advantageous. What you'll get in return - Salary up to £80,000 based on experience
Save for later14/04/2024 | Fulltime | Lancaster | Totaljobs 12 pcFOSTER CARE ASSOCIATES (THE FCA) Role Senior/Supervising Social Worker - 9 Month Fixed Term - ASYE Applications Welcomed Basic Salary £28,938 - £41,052 per annum - Dependent upon experience Benefits Company Car Allowance, 30 days' Annual Leave, rising to 35 day's with length of service, - Bank
Save for later24/04/2024 | Fulltime | Southampton | HaysYears in risk management or compliance roles within the financial services industry. - Knowledge Familiarity with relevant regulations (e.g., FCA, AML, GDPR). - Analytical Skills Ability to assess risks, analyse data, and propose effective solutions. - Attention to Detail A meticulous approach
Save for later18/04/2024 | Fulltime | MRG Professional ServicesOne of the UK's premier Accounting firms is looking to further develop their UK Financial Services practice by adding a CASS Audit Specialist - Client Money and Assets FCA. The firm can consider those at either Manager - Senior Manager depending on the candidates experience and they are looking
Save for later23/04/2024 | Fulltime | BDOBy companies and the FCA . You'll be someone who is comfortable working proactively and managing your own tasks as well as confident collaborating with others and communicating regularly with Senior Managers, Directors, and BDO's Partners. You'll help deliver accurate and transparent reporting to all relevant
Save for later15/04/2024 | Fulltime | Arbuthnot LathamThat is consistent with achieving good outcomes for consumers and to comply with the FCA and PRA's Conduct Rules. Key Responsibilities - Develop a network of personal and business introducer relationships to build a profitable client portfolio - Investigate and identify potential new clients for your team
Save for later18/04/2024 | Fulltime | Oliver James Associates Ltd.The PRA, FCA or a trade association. Drop me a line, with your cv to
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