17/05/2024 | Fulltime | Leeds | CV-LibraryFCA regulations and business policies & procedures. As the business goes through a period of growth, there will be plenty of opportunities to get involved in other exciting projects. Responsibilities You will be managing claims from across different products, such as Property, Liability, Marine
Save for laterRegister your CV17/05/2024 | Fulltime | Leicester | Wallace Hind Selection | £25,500 To make sure you get to all your clients (well make sure you get a nice hotel) A Record all confidential data in line with FCA regulations Youll be visiting clients within sectors such as FMCG, Warehouse, Manufacturing, Logistics and Transport. Youll get full training in our 3week training and induction
Save for later16/05/2024 | Fulltime | Titan Wealth Holdings LimitedOf the Group's resources and technology. The role This role is a 6-month FTC focusing on commercial contracts, material outsourcing agreements within FCA requirements. You'll need to ensure that the Titan Group and its companies comply with financial and legal requirements, as well as maintaining its high
Save for later16/05/2024 | Fulltime | Titan Wealth Holdings LimitedAs maintaining its high standards of corporate governance. Job responsibilities - Manage commercial contracts, material outsourcing agreements within FCA requirements - Develop and manage relationships with external law firms and ensure that any external legal resource is appropriate for the advice sought
Save for later16/05/2024 | Fulltime | BottomlineCommunicating confidence on operational excellence. - Collaborate with the CISO team to ensure appropriate cyber security controls are in place that comply with financial legislations policies with local financial regulations FCA (UK) and FINMA (Switzerland); collaborate for annual audits. - Manage and improve
Save for later16/05/2024 | Fulltime | Leeds | CV-LibraryRole for you too. This means you’ll need the following skills Essential • Demonstrable knowledge of the control and reconciliation of accounts • A strong understanding and knowledge of the relevant FCA regulations and escalation process • Demonstrable experience in a leadership or supervisory role
Save for laterRegister your CV16/05/2024 | Fulltime | Basingstoke | CV-Library | £30,000 - £32,000 / Year Resolution of complaints complying with regulatory deadlines and rules - Liaison with the Financial Ombudsman Services in relation to escalated complaints - Handling of complex inbound/outbound telephone calls Requirements - Previous Complaint Handling from within a FCA regulated environment - High level
Save for laterRegister your CV16/05/2024 | Fulltime | Buckinghamshire | CV-Library | £40,000 - £50,000 / Year Commercial Account Executive who can play a significant role in the company's evolution. In this position, you will oversee a stream of new business inquiries from the website while maintaining complete FCA compliance. The company offer guidance on a variety of business insurance products, so we
Save for laterRegister your CV16/05/2024 | Fulltime | London | CV-Library | £65,000 - £67,500 / Year Compliance. Key Responsibilities of the File Reviewer Review suitability reports pertaining to money purchase pensions, ISAs, General Investment Accounts, investment bonds (onshore and offshore), and trusts, ensuring adherence to Financial Conduct Authority (FCA) regulations and internal standards
Save for laterRegister your CV16/05/2024 | Fulltime | Herefordshire | CV-Library | £27,000 - £30,000 / Year Management, Client Manager Support, Client Manager, AR’s and Employed Advisers. - Comply with the Financial Services and Markets Act 2000, the FCA’s Conduct rules - FCA Statements of Principle & Code of Practice and the relevant rules from the FCA at all times Person Specification The successful Financial
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