01/05/2024 | Fulltime | Goldman SachsFor compliance with laws, rules, regulations and policies, including the identification and investigation of conduct related issues - Participating in firm responses to regulatory examinations, audits and inquiries - Performing surveillance and investigations of business activities of the above referenced
Save for later01/05/2024 | Fulltime | MERJE Ltdsurveillance - Keep up to date with UK and EU regulatory developments and analyse and assess the impact of applicable forthcoming legislation Key Requirements - Relevant broad Compliance experience gained within a commodities trading or investment banking firm - Experience in policy development
Save for later01/05/2024 | Fulltime | ARC RatingsJob Description As an analyst, assist with the analysis and review of all quantitative, structural, legal, and credit aspects of securitisation transactions both in a primary and surveillance capacity - Analyse asset pools, assess transaction structures and quantitatively model cash flows using
Save for later01/05/2024 | Fulltime | Goldman SachsTo regulatory requests, respond to compliance queries from the business, uplift compliance program in response to regulatory reform, perform surveillance and forensic reviews, train
Save for later01/05/2024 | Fulltime | Paritas Recruitment - AuditApplicants should be internal auditors with a strong appreciation of the risks - controls associated with any of the following - Front Office Conduct Controls & Surveillance - Traded Markets Products - Projects & Programmes - Financial Crime - Market Risk - Counterparty Credit Risk - Data
Save for later01/05/2024 | Fulltime | Goldman SachsPrograms and, among other things, performs enhanced due diligence and government sanctions screening, as well as surveillance and investigations designed to identify potential terrorist financing, money laundering, bribery, market abuse, or other suspicious activity. YOUR IMPACT - The Business Intelligence
Save for later01/05/2024 | Fulltime | MERJE LtdFinancial Crime Systems Lead (AVP) required for a leading bank based in London. As the bank's Financial Crime Systems Lead, you'll be responsible for leading and managing projects that impact the bank's financial crime surveillance technology to ensure the business is provided with appropriate
Save for later01/05/2024 | Fulltime | Goldman SachsTo date with relevant regulatory/rule changes - Creating and implementing new controls and surveillances to mitigate risks to the firm by analysing the transactional processes
Save for later01/05/2024 | Fulltime | Deutsche BankFull Stack Engineer (Python) Location London Corporate Title Associate You will be joining the dbSleuth within Regulatory & Cross Product IT delivering Level 1 surveillance across all business sections of Deutsche Bank. The program is directly responsible to deliver Regulatory mandated functions
Save for later01/05/2024 | Fulltime | Nelson | Round Peg SolutionsWithin agreed timescales and to an agreed cost - Identify and eliminate, within the documented method, all potential sources of non-conformance utilising PFMEA risk mitigation, yield analysis, process surveillance and lean engineering - Apply Lean Six Sigma principals and methods to achieve world class
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