10/06/2024 | Fulltime | Swindon | CV-LibraryIndependent Financial Adviser Diploma in Regulated Financial Planning (or FCA approved equivalent) and to maintain CF30 status in accordance with the FCA regulations. Clear demonstration of a client centric approach with a well presented and articulate manner and dedication to doing the right thing for our
Save for laterRegister your CV05/06/2024 | Fulltime | Chippenham | CV-Library | £23,500 / Year Assistance throughout the application process. Key responsibilities include Vetting and assessing the suitability of new recruits for FCA registration. Managing applications for advisers, lead generators, and introducers. Ensuring regulatory compliance and conducting due diligence. Maintaining accurate
Save for laterRegister your CV07/06/2024 | Fulltime | Devizes | CV-LibraryD&O, Fleets, Motor Trade, plus others. Creating a customer-led culture where sales and customer standards, discipline, activities and best practice are delivered. Ensure you are meeting FCA regulatory requirements Able to build long standing relationships with insurers and clients Seeking best
Save for laterRegister your CV07/06/2024 | Fulltime | Swindon | CV-Library | £23,400 / Year Vetting and approving employed AR administrators into the network in line with network and FCA requirements Completing the network welcome pack for all new network brokers, including activating systems, conducting welcome calls detailing next steps, completing onboarding satisfaction questionnaires
Save for laterRegister your CV05/06/2024 | Fulltime | Chippenham | CV-Library | £23,000 - £23,500 / Year Generators, Introducers and Introducer Appointed Representatives) - Amendments to current Advisers (Dual roles and Transfers) - Fully vet & approve adviser & introducer applications in line with FCA requirements. - Ensure that any decision made considers the impact on the customer and demonstrates TCF
Save for laterRegister your CV30/05/2024 | Fulltime | Chippenham | CV-Library | £23,997 / Year Steps? To join us in this role, simply hit the 'apply' button to submit your application and a member of our Talent Acquisition Team will be in touch! FCA Statement Please note that this role is subject to meeting regulatory requirements. As an FCA-regulated organisation, we are committed to adopting
Save for laterRegister your CV24/05/2024 | Fulltime | Salisbury | CV-Library | £22,000 - £24,000 / Year Appropriate methods of communication. Effectively managing call backs and follow ups. Ensure workloads are completed and delivered by required deadlines and to the required quality standard working in line with FCA compliance and best practice. Ensure existing information held is accurate. Ensure that you
Save for laterRegister your CV20/05/2024 | Parttime | Salisbury | CV-Library | £35,000 - £40,000 / Year And develop new accounts within a specified Region, operating strictly within FCA Regulations. Key Responsibilities - To achieve agreed sales and business objectives relating to targeted growth. - To assist in the development and implementation of the Sales and Marketing Plan for the products. - To regularly
Save for laterRegister your CV21/05/2024 | Fulltime | Chippenham | CV-LibraryDeal. - Actively take new leads by answering the phone and contacting Future Prospect’s - Conduct a thorough first call and fact find with clients - Ensure all technical jargon and choice explained to line in line with FCA regulation - Research the Market Place for the best product for your client
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