21/05/2024 | Fulltime | City of London | CV-Library | £40,000 / Year Interpersonal and presentation skills - Minimum of 3 years post CeMAP and post-CASS experience - Good technical knowledge of FCA regulations Benefits - Permanent, full-time role with fantastic earning potential - Full-time dedicated paraplanner support staff - Extensive induction & training coupled
Save for laterRegister your CV17/05/2024 | Fulltime | London | CV-Library | £80,000 - £90,000 / Year Representatives meet their regulatory requirements. · To manage the regulatory requirements of DIS stemming from the FCA rules relating to General Insurance and Consumer Credit Broking activities, including the embedding of the Consumer Duty. · To oversee the compliance monitoring plan (CMP) for DIS, including
Save for laterRegister your CV24/05/2024 | Fulltime | Harrow | CV-Library | £26,000 / Year For the Products team position will be well versed with Product development life cycle with prior experience in end-to-end product development, launch and monitoring, knowledge of FCA policies and laws referring to Consumer Duty, Treating Customers Fair, Vulnerable Customers and experience of working in a role
Save for laterRegister your CV29/05/2024 | Fulltime | Croydon | CV-LibraryExperience Proficient in Word and Excel You will have a proven underwriting experience, and previous knowledge of delegated authority schemes. You will have experience of working within a regulated FCA environment (essential), You will be able to understand and implement ‘best practice’ in customer service
Save for laterRegister your CV14/05/2024 | Fulltime | London | CV-LibrarySpectrum of Risk Management activities. Experience - Multiple years experience in a similar occupation within the insurance industry. - Actuarial and underwriting experience. - Knowledge of regulatory requirements such as PRA, FCA and IVASS. - Knowledge of IT and Data risk processes. - Knowledge of ResQ
Save for laterRegister your CV20/05/2024 | Fulltime | London | CV-LibraryTo see more Chinese jobs please follow us on WeChat teamchinapf AND pfteamchina Ref 22501 The Skills You'll Need English fluent, Be familiar with the requirements from regulatories (FCA, PRA, BOE, etc.) regarding AML/CFT, conduct risk, complaint, fraud, CASS, customer duty, etc.; Familiar
Save for laterRegister your CV27/05/2024 | Fulltime | London | CV-LibraryTo project team that they would mean in terms of business and technology requirements - FCA MAR, SYSC and COBS (Regulation), - CFR 1.31 (Regulation) - FINRA/SEC Rule 17a-4 and Rule 17a-3 (Regulation). Responsibilities - Provide interpretations for the regulations where required and agree with key business
Save for laterRegister your CV23/05/2024 | Fulltime | Bournemouth | CV-Library | £23,000 - £56,000 / Year Through the effective use of follow up process, maintain regular contact with all new and existing customers to ensure relationships are maintained for potential (repeat) business. · Maximise sales opportunities by offering finance solutions to customers, as well as adhering to the FCA guidelines always
Save for laterRegister your CV23/05/2024 | Fulltime | London | CV-Library | £450 - £500 And Operations teams to evaluate and identify secure Cloud latory Conduct Rules Act with integrity. Act with due skill, care, and diligence. Be open and cooperative with the FCA, PRA, and other regulators. Consider the interests of customers and treat them fairly. Adhere to proper standards
Save for laterRegister your CV21/05/2024 | Fulltime | West Baldwin | CV-Library | £30,000 - £60,000 / Year The following - - At least 2 years’ experience as a Transaction Manager in the automotive industry - Financially astute with a proven track record of achieving results. - A sound knowledge and understanding of FCA standards, consumer legislation and trade practices. - Excellent communication skills at all
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